Dis­clai­mer of lia­bi­li­ty: We do not pro­vi­de legal or tax advice, only prac­ti­cal infor­ma­ti­on. The con­tent of this web­site is a pre­sen­ta­ti­on of our acti­vi­ties and not an adver­ti­se­ment.

Reor­ga­niza­ti­on, res­truc­tu­ring and receiv­a­bles advice.

The owners of DEUT­SCHE PFAND­VER­WER­TUNG are reor­ga­niza­ti­on and res­truc­tu­ring con­sul­tants cer­ti­fied by the IfUS Insti­tu­te (Hei­del­berg).

Our ori­gi­nal task as gene­ral­ly publicly appoin­ted, sworn auc­tion­eers is to bring about short-term solu­ti­ons for the rea­liza­ti­on of claims or lia­bi­li­ties for cre­di­tors and deb­tors in the case of non-per­forming con­tracts. In con­trast to bai­liffs, we always pur­sue a com­mer­cial approach in order to achie­ve the best pos­si­ble results. We take both posi­ti­ons into con­side­ra­ti­on, as we are sworn to our inde­pen­dence in the pro­cee­dings and con­sider the situa­ti­on of deb­tor and cre­di­tor equal­ly.

We have always been fami­li­ar with com­pa­nies in cri­sis and cor­po­ra­te insol­ven­ci­es in the cour­se of our work. Expe­ri­ence has shown that the cau­ses of eco­no­mic dif­fi­cul­ties lie pre­do­mi­nant­ly in the com­mer­cial area. It is the­r­e­fo­re obvious that com­mer­ci­al­ly expe­ri­en­ced experts should initi­al­ly work out a prag­ma­tic, via­ble solu­ti­on.

Res­truc­tu­ring con­cepts are also offe­red by law firms. The ques­ti­on the­r­e­fo­re ari­ses as to why a lawy­er some­ti­mes sees hims­elf as the sole advi­sor in the com­mer­cial sec­tor to pre­vent com­pa­nies in cri­sis from being bro­ken up or beco­ming insol­vent. Legal advice is undoub­ted­ly valuable and often indis­pensable in the con­text of cor­po­ra­te res­truc­tu­ring. Howe­ver, our expe­ri­ence shows that even very expe­ri­en­ced lawy­ers out­side their core legal exper­ti­se do not under­stand the com­pany’s situa­ti­on from a com­mer­cial per­spec­ti­ve in the same way. For lawy­ers, the rea­li­ty of a com­pa­ny appears pri­ma­ri­ly as a space struc­tu­red by norms; their focus is con­se­quent­ly first and fore­most on risks, lia­bi­li­ty situa­tions and the limits of what is per­mis­si­ble. In a cri­sis, howe­ver, the entre­pre­neur pri­ma­ri­ly needs relia­ble, prag­ma­tic ans­wers as to what is pos­si­ble under the given frame­work con­di­ti­ons.

We are not lawy­ers. As com­mer­ci­al­ly expe­ri­en­ced experts, we take a prag­ma­tic approach: What is fea­si­ble? What are the rea­li­stic opti­ons? How can a via­ble solu­ti­on be found in the short term to end the cri­sis? Based on the­se pre­mi­ses, we deve­lop via­ble res­truc­tu­ring opti­ons for small and medi­um-sized com­pa­nies in dif­fi­cult situa­tions. We dis­pen­se with gran­dio­se busi­ness and mar­ke­ting phra­ses — we work sober­ly, pur­po­seful­ly and with an eye on the result.

In pro­fes­sio­nal res­truc­tu­ring and reor­ga­niza­ti­on con­sul­ting, the first pre­mi­se is to find out how the per­for­mance poten­ti­al of an ailing com­pa­ny can be rebuilt in order to achie­ve pro­fi­ta­bi­li­ty that pre­ser­ves its exis­tence. As the Gab­ler Wirt­schafts­le­xi­kon aptly sum­ma­ri­zes, res­truc­tu­ring is a com­plex, goal-ori­en­ted, time-limi­t­ed sequence of actions with the aim of res­to­ring sus­tainable pro­fi­ta­bi­li­ty to com­pa­nies in cri­sis. This requi­res the mul­ti­di­sci­pli­na­ry know­ledge of a team qua­li­fied for this task.

We work tog­e­ther with audi­tors and tax con­sul­tants, busi­ness eco­no­mists and lawy­ers on a case-by-case basis.

Over­co­ming cor­po­ra­te cri­ses is one of the most chal­len­ging manage­ment tasks. The­re are no uni­ver­sal patent reme­dies, as every com­pa­ny has its own struc­tu­re and dyna­mics. Nevert­hel­ess, cor­po­ra­te cri­ses can be ana­ly­zed in accordance with IDW S 6 using a uni­form, pro­ven sys­tem in order to pre­cis­e­ly iden­ti­fy the cau­ses of a cri­sis.

At the recom­men­da­ti­on and sug­ges­ti­on of banks, we car­ry out modern res­truc­tu­ring manage­ment in a team with res­truc­tu­ring experts in accordance with IDW S 6 using a pro­ven sys­tem:

Level 1

1. ana­ly­sis of the cau­se of the cri­sis and the stage of the cri­sis in the com­pa­ny

  1. Cau­ses and sym­ptoms of the cri­sis
  2. Cri­sis stages

2. ear­ly cri­sis detec­tion and ear­ly war­ning sys­tems

  1. Ear­ly cri­sis detec­tion from the entre­pre­neur’s per­spec­ti­ve
  2. Key figu­res for cri­sis dia­gno­sis


3. review of insol­ven­cy facts

  1. Legal frame­work
  2. Insol­ven­cy fil­ing dead­lines
  3. Reasons for insol­ven­cy in detail

Stage 2 — Out-of-court res­truc­tu­ring

1. pre­pa­ra­ti­on of res­truc­tu­ring con­cepts
The reason for the pre­pa­ra­ti­on of res­truc­tu­ring con­cepts are the mini­mum requi­re­ments for the risk manage­ment of cre­dit insti­tu­ti­ons ‑MaRisk BTO 1.2.5 for the tre­at­ment of pro­blem loans. The res­truc­tu­ring plan ser­ves to pro­vi­de a com­pre­hen­si­ble and con­clu­si­ve pre­sen­ta­ti­on of a com­pany’s abili­ty to res­truc­tu­re.

2. stra­te­gic res­truc­tu­ring con­cept

  1. Pha­ses of res­truc­tu­ring
  2. Stra­te­gi­cal­ly indu­ced deter­mi­na­ti­on of the need for chan­ge
  3. Buil­ding blocks of res­truc­tu­ring and stra­te­gic dimen­si­ons
  4. Stra­te­gic res­truc­tu­ring con­tent
  5. Added value through stra­te­gic res­truc­tu­ring
  6. Stra­te­gic suc­cess fac­tors


3. per­for­mance-rela­ted (ope­ra­tio­nal) res­truc­tu­ring).

  1. Suc­cess fac­tors for sus­tainable per­for­mance-based res­truc­tu­ring
  2. Suc­cessful res­truc­tu­ring through the holi­stic rede­sign of the busi­ness model
  3. Five dimen­si­ons of value-ori­en­ted busi­ness models
    such as value posi­ti­on, value pro­po­si­ti­on, value crea­ti­on, value extra­c­tion, value disci­pli­ne


4. finan­cial res­truc­tu­ring mea­su­res

  1. Finan­cing requi­re­ments in the refur­bish­ment pha­se
  2. Matu­ri­ty-ori­en­ted res­truc­tu­ring mea­su­res
  3. Liqui­di­ty-ori­en­ted res­truc­tu­ring mea­su­res
  4. Capi­tal-struc­tu­red res­truc­tu­ring mea­su­res
  5. Safe­ty-ori­en­ted res­truc­tu­ring mea­su­res


5. inte­gra­ted finan­cial and res­truc­tu­ring plan­ning

  1. Rol­ling liqui­di­ty plan­ning for 13 weeks on a weekly basis
  2. Com­pon­ents and struc­tu­re of inte­gra­ted finan­cial plan­ning
    by pro­fit plan (inco­me state­ment), liqui­di­ty plan, balan­ce sheet plan
  3. Plau­si­bi­li­ty check of the plan­ning cal­cu­la­ti­on
  4. Use of stan­dard soft­ware solu­ti­ons


6. imple­men­ta­ti­on of refur­bish­ment pro­jects

  1. Appoint­ment of the CRO/reorganization mana­ger
  2. Appoint­ment of inte­rim mana­gers
  3. Invol­vement of manage­ment con­sul­tants
  4. Set­ting up a Pro­ject Manage­ment Office
  5. Imple­men­ta­ti­on of mea­su­res
  6. Trans­fer of respon­si­bi­li­ties back to the com­pa­ny
  7. Moni­to­ring the res­truc­tu­ring pro­cess through con­trol­ling


Spe­cial aspects of the cor­po­ra­te cri­sis

1. spe­cial legal fea­tures in the cri­sis

  1. Civil and cri­mi­nal law aspects in the cor­po­ra­te cri­sis


2. cri­sis manage­ment in con­side­ra­ti­on of the finan­cing banks

  1. Ban­king super­vi­so­ry frame­work
  2. Alter­na­ti­ve cour­ses of action for cre­dit insti­tu­ti­ons
  3. Sup­port for the res­truc­tu­ring by banks


3. alter­na­ti­ve cour­ses of action for trade cre­dit insu­r­ers, les­sors and fac­to­ring com­pa­nies

4. from a labor law per­spec­ti­ve

  1. pos­si­ble res­truc­tu­ring mea­su­res under labor law
    such as staff reduc­tions, ter­mi­na­ti­on of employ­ment rela­ti­onships, chan­ges to mate­ri­al working con­di­ti­ons, pos­si­ble res­truc­tu­ring mea­su­res under labor law such as staff reduc­tions, ter­mi­na­ti­on of employ­ment rela­ti­onships, chan­ges to mate­ri­al working con­di­ti­ons, res­truc­tu­ring, chan­ges in the rela­ti­onship bet­ween the employ­er and the works coun­cil and trade uni­ons, short-time work


5 M & A in the cri­sis and insol­ven­cy situa­ti­on

  1. Distres­sed M&A pro­cess flow for com­pa­nies in cri­sis
    Moti­ves on the sel­ler and buy­er side, tran­sac­tion struc­tures and pos­si­ble tran­sac­tion forms, valua­ti­on and purcha­se pri­ce deter­mi­na­ti­on


6. tax aspects of res­truc­tu­ring

  1. Taxa­ti­on of res­truc­tu­ring pro­fits
  2. Expiry of loss car­ry­for­wards
  3. Reten­ti­on of loss car­ry­for­wards in spe­cial cases
  4. Indi­vi­du­al res­truc­tu­ring mea­su­res and their tax impli­ca­ti­ons

Level 3

1. reme­dia­ti­on by app­ly­ing the Sta­RUG pro­ce­du­re

  1. Sta­bi­liza­ti­on and res­truc­tu­ring frame­work
  2. Orga­niza­ti­on of legal rela­ti­onships
  3. Group for­ma­ti­on
  4. Plan offer and plan accep­tance
  5. Res­truc­tu­ring mode­ra­ti­on

2. res­truc­tu­ring after insol­ven­cy

  1. Res­truc­tu­ring alter­na­ti­ves under the Ger­man Insol­ven­cy Code (San­Ins­FoG)
  2. Preli­mi­na­ry talks with the insol­ven­cy court
  3. The insol­ven­cy plan
  4. Res­truc­tu­ring instru­ments in insol­ven­cy pro­cee­dings
  5. The self-admi­nis­tra­ti­on
  6. The pro­tec­ti­ve shield pro­ce­du­re

Are you loo­king for an honest and relia­ble part­ner? Then we look for­ward to a suc­cessful col­la­bo­ra­ti­on.

Sanie­rungs­be­ra­tung
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